SR-FINRA-2016-033
Proposed Rule Change Relating to Broadening Chairperson Eligibility in Arbitration
Proposed Rule Change Relating to Broadening Chairperson Eligibility in Arbitration
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to stay the effectiveness of specified expulsions and FINRA actions.