SR-FINRA-2016-029
Proposed Rule Relating to use of the Dispute Resolution Party Portal in Arbitration and Mediation
Proposed Rule Relating to use of the Dispute Resolution Party Portal in Arbitration and Mediation
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Capital Acquisition Broker Rules.