SR-FINRA-2017-009
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities).