SR-FINRA-2017-009
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees For Non-Participants) to establish a new fee applicable to FINRA members that do not use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”) for trade reporting but elect to purchase specified services.