SR-FINRA-2017-009
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to stay the effectiveness of specified expulsions and FINRA actions.