WASHINGTON—FINRA’s Board of Governors held its first meeting this year on March 4-5. The Board approved five rule proposals, received an update on enhancements to FINRA's enforcement program and approved the allocation of last year’s fine monies.
Report Highlights Trends in Generative AI, Small Cap and Cyber-Enabled Fraud, Among Other Topics
The Pace of New Investors Entering the Market has Slowed, Investors are Less Comfortable With Risk, Younger Investors Turn to Finfluencers WASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) released today new research , Investors in the United States: Results from the FINRA Foundation’s National Financial Capability Study , which offers insights i