U.S. Securities and Exchange Commission03/16 18:09 UTC
SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From Agency
The Securities and Exchange Commission today announced that Judge Margaret A. Ryan has resigned from her role as Director of the Division of Enforcement. Principal Deputy Director Sam Waldon has been named Acting Director of the Division, effective March…
热度 23.4重要度 38情绪 -0.44
Financial Industry Regulatory Authority01/06 12:00 UTC
FINRA Announces Appointment of Four New Board Governors
FINRA today announced the appointment of four new Governors to its Board of Governors: Rostin “Russ” Behnam, Tim Carter, Dan Gallagher and Heather Traeger.
热度 23.6重要度 44情绪 +0.04