Financial Industry Regulatory Authority04/09 09:43 UTC
Regulatory Notice 26-05
As part of the FINRA Forward initiative, FINRA has adopted amendments to FINRA Rule 3220 (Influencing or Rewarding Employees of Others) to increase the gift limit from $100 to $300 per person per year; incorporate and substantially codify current guidance and interpretations; and provide for exemptive relief. FINRA has also adopted conforming amendments to raise the gift limit to $300 in Rule 2310 (Direct Participation Programs), Rule 2320 (Variable Contracts of an Insurance Company), Rule 2341 (Investment Company Securities) and Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements).
热度 102.6重要度 66情绪 +0.20
Financial Industry Regulatory Authority04/09 09:43 UTC
SR-FINRA-2025-003
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) to increase the gift limit from $100 to $250 per person per year, provide for exemptive relief, and incorporate existing guidance and interpretive letters.
热度 102.6重要度 66情绪 +0.04
Commodity Futures Trading Commission03/09 18:37 UTC
Remarks at FIA Global Cleared Markets Conference
热度 27.4重要度 80情绪 +0.32
Consumer Financial Protection Bureau02/17 05:00 UTC
Estimating the Cost of the Consumer Financial Protection Bureau to Consumers
热度 26.4重要度 70情绪 -0.07
Consumer Financial Protection Bureau12/15 05:00 UTC
Agencies Announce Dollar Thresholds for Smaller Loan Exemption from Appraisal Requirements for Higher-priced Mortgage Loans
The CFPB, FRB, and OCC are announcing that the 2026 threshold for higher-priced mortgage loans that are subject to special appraisal requirements will increase from $33,500 to $34,200.
热度 26.4重要度 70情绪 +0.08
Consumer Financial Protection Bureau12/15 05:00 UTC
Agencies Announce Dollar Thresholds for Applicability of Truth in Lending and Consumer Leasing Rules for Consumer Credit and Lease Transactions
The CFPB and the FRB are announcing the dollar thresholds used to determine whether certain consumer credit and lease transactions in 2026 are subject to certain protections under Regulation Z (Truth in Lending) and Regulation M (Consumer Leasing).
热度 26.4重要度 70情绪 +0.08