U.S. Securities and Exchange Commission04/08 16:20 UTC
SEC Appoints David Woodcock as Director of the Division of Enforcement
The Securities and Exchange Commission today announced that David Woodcock has been appointed Director of the Division of Enforcement, effective May 4, 2026. Mr. Woodcock is currently a partner in the Dallas and Washington, D.C. offices of Gibson, Dunn…
热度 62.8重要度 32情绪 -0.10
U.S. Securities and Exchange Commission03/31 13:52 UTC
SEC Highlights Financial Independence During Financial Literacy Month
The Securities and Exchange Commission’s Office of Investor Education and Assistance (OIEA) today announced that as part of April’s National Financial Literacy Month it will highlight financial planning tools and resources on Investor.gov to…
热度 22.8重要度 32情绪 0.00
U.S. Securities and Exchange Commission03/27 20:04 UTC
SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit Trail
The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (“CAT”) and provided exemptive relief from certain requirements of Rule 17a-1 under the Securities Exchange Act…
热度 22.8重要度 32情绪 0.00
U.S. Securities and Exchange Commission03/05 15:30 UTC
SEC Investor Advisory Committee to Host March 12 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. on March 12 at 10 a.m. ET to discuss public company disclosure reform, fund proxy voting, and a potential…
热度 22.8重要度 32情绪 +0.06
U.S. Securities and Exchange Commission01/30 20:59 UTC
SEC Appoints New Chairman and Board Members to PCAOB
The Securities and Exchange Commission today announced the appointment of Demetrios (Jim) Logothetis, as Chairman, and Mark Calabria, Kyle Hauptman, and Steven Laughton, as Board members, of the Public Company Accounting Oversight Board (PCAOB). George…
热度 22.8重要度 32情绪 0.00
U.S. Securities and Exchange Commission01/27 21:38 UTC
SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud
The Securities and Exchange Commission today filed settled charges against Archer-Daniels-Midland Company (ADM) and its former executives, Vince Macciocchi and Ray Young, and a litigated action against its former executive Vikram Luthar, for …
热度 22.8重要度 32情绪 -0.29
U.S. Securities and Exchange Commission01/22 16:52 UTC
SEC Approves 2026 PCAOB Budget and Accounting Support Fee
The Securities and Exchange Commission today approved the 2026 budget for the Public Company Accounting Oversight Board (PCAOB) and the related accounting support fee.The 2026 PCAOB budget totals $362.1 million. The 2026 budget reflects a 9.4% ($37.6…
热度 22.8重要度 32情绪 0.00