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FINRA Regulatory Noticeb8878d5e956ea141c8fea359
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Regulatory Notice 26-07

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最新原文时间04/09 09:43

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Regulatory Notice 26-07

FINRA has adopted a limited, temporary exception for reporting qualifying overnight transactions occurring prior to 8:00 a.m. Eastern Time that are appended with the .W modifier and that either result from an overnight batch process, or involve a trade for exchange-traded fund shares based on a net asset value that is published while the trade reporting facilities are closed.